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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-10 |
| CO | RA | APPROVED | 2024-09-09 |
Branch Locations
5251 Dtc Parkway Suite 1500, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Reston | VA | 08/2014 | 06/2022 |
| Ubs Financial Services Inc | Denver | CO | 06/2022 | 08/2024 |
| Morgan Stanley | Greenwood Village | CO | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2014-05-07 |
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