Jennifer Marie Moss

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-04-11

NY RA
APPROVED

Since 2022-04-11

Branch Locations

2024 W Henrietta Rd Ste 3F, Brighton, NY 14623 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Key Investment Services Llc	Camillus	NY	04/2015	04/2022
Lpl Financial, Llc	Brighton	NY	04/2022	Present

04/2015 → 04/2022

Key Investment Services Llc

Camillus, NY
04/2022 → Present

Lpl Financial, Llc

Brighton, NY

Previous Registrations

2021-03-26 → 2022-04-13

Key Investment Services Llc

Camillus, NY

Rochester, NY

Rochester, NY

Syracuse, NY

Brooklyn, OH

Other Businesses

1) 4/2022- Turning Point Advisors, LLC- DBA for LPL Business (entity for LPL business)- inv. related- Brighton, NY 2) 4/2022- Empire Realty Group- Mortgage/Real Estate Services- agent- active license# 10401262144- Webster, NY- start date 2014- 5hr/mth

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-02-25
S63	Uniform Securities Agent State Law Examination	2009-07-03

S66 Uniform Combined State Law Examination

2019-02-25
S63 Uniform Securities Agent State Law Examination

2009-07-03

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews