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Jonathan James Gorom

Ameriprise Financial Services, LLC

Rochester, NY

Rochester, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
NY RA APPROVED 2021-04-16
  • TX RA
    APPROVED
    Since 2025-07-01
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

2024 W Henrietta Road Ste 5K, Rochester, NY 14623 • United States

Rochester, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester NY 04/2012 03/2020
Ameriprise Financial Services, Llc Rochester NY 03/2020 Present
Previous Registrations
  • 2010-01-07 → 2012-04-11
    Chase Investment Services Corp.
    Irondequoit, NY
  • 2009-01-12 → 2009-12-07
    Equitable Advisors, Llc
    Rochester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-08
  • S66 Uniform Combined State Law Examination
    2006-07-08
Designations
Other Names
  • Jonathan Gorom

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Rochester, NY
COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY
NOVEM GROUP · ROCHESTER, NY
OSAIC WEALTH, INC. · ROCHESTER, NY
EDELMAN FINANCIAL ENGINES · ROCHESTER, NY
RISE ADVISORS, LLC · ROCHESTER, NY
UBS FINANCIAL SERVICES INC. · ROCHESTER, NY
MARINER · Rochester, NY

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