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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2006-10-03 |
Branch Locations
2024 W Henrietta Road Ste 5K, Rochester, NY 14623 • United States
Rochester, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Rochester | NY | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Rochester | NY | 03/2020 | Present |
Real Estate Ownership; Commercial; 2024 W. Henrietta Rd, Suite 5KRochester, NY 14623, ,; Not Investment-Related; 07/01/1999 / Single Family; 180 Sunnyside Drive, Rochester, NY 14623, ,; Not Investment-Related; 02/01/2005 / It's a fractional share like a timeshare called The Phillips Club. We enjoy visiting NYC. We donate the use to charitable organizations and they are able to get $1,200 to $2,000 a stay through their auctions. Usually Geva, Rochester Education Foundation, Kidney Foundation, Center for Youth and occasionally St. John's Nursing Home have used it Also, when clients go to NYC, I have offered the use of it. The clients pay for the cleaning fee of $60 the 1st night and $40 the subsequent nights. ; 155 W 66th St,, , New York, NY, 10023; Not Investment-Related; 06/01/2009 / Commercial; 2024 W Henrietta Road Suite 5K, , Rochester, NY, 14623; Investment-Related; 05/04/2018 / It's a 1bedroom fractional share like a timeshare called The Phillips Club. We enjoy visiting NYC. We donate the use to charitable organizations through their auctions. Usually Geva, Rochester Education Foundation, Center for Youth and others have used it. ; 155 W 66th Street, , New York, NY, 10023; Not Investment-Related; 02/14/2025. Independent Insurance Brokering; Aetna; 09/23/2020; / Excellus; 09/23/2020; / Genworth; 01/01/2001; / John Hancock Financial Services; 05/10/2013; / MedAmerica; 03/01/2005; / National Life Group; 08/28/2017; / TransAmerica; 09/01/2010; / UnitedHealthCare (UHC); 09/23/2020; / UNUM; 01/01/1998; / Upstate Special Risk; 03/12/2007; Disability Income / Wellcare; 09/23/2020; . Business Ownership; KiteTails LLC; ; I publish children's book about choices with the characters Yum & Yuk. It is a non for profit venture where a book is given to an underpriviledged child for each one sold.; 137 East Avenue, RoCo Upstairs Rochester, NY 14604, ,; Not Investment-Related; 09/10/2009; 1 to 9 hours per month; 1 to 9 during trading hours / Right On LLC; Pay employees; LLC formed to create separate entity to pay non licensed staff starting through LLC in Jan 2011; 2024 W Henrietta Road Suite 5K, , Rochester, NY, 14623; Not Investment-Related; 01/01/2011; 10 to 19 hours per month; 0 during trading hours / Bright Park LLC; LLC formed to put the office condo in which I do business; LLC formed to put the office condo in which I do business to reduce excess liability in case someone sued me for getting hurt at the office; 2024 W Henrietta Road Suite 5K, , Rochester, NY, 14623; Not Investment-Related; 01/01/2010; 1 to 9 hours per month; 0 during trading hours. Board of Directors; WXXI Public Broadcasting Council; Honorary Board Member; 280 State Street - PO Box 30021, , Rochester, NY, 14603; Not Investment-Related; 05/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Geva Theatre Center; Honorary Board Member; 75 Woodbury Blvd, , Rochester, NY, 14607; Not Investment-Related; 07/01/2010; 1 to 9 hours per month; 0 during trading hours / George Eastman Museum; Chair; 900 East Avenue, , Rochester, NY, 14607; Not Investment-Related; 07/01/2022; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Notary; Notary Public; 2024 W Henrietta Road Suite 5K, , Rochester, NY, 14623; Not Investment-Related; 07/01/1996; 1 to 9 hours per month; 0 during trading hours / Host and producer; A community access television program; 3100 Atlantic Avenue, , Penfield, NY, 14526; Not Investment-Related; 06/01/2006; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-08 |
| S63 | Uniform Securities Agent State Law Examination | 1984-10-01 |
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