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Lorraine Frances Harrod

LPl Financial LLC

Lewes, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-01-08
  • DE RA
    APPROVED
    Since 2025-01-08

Branch Locations

33322 E Chesapeake St Unit 47, Lewes, DE 19958 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Lewes DE 06/2012 04/2017
Pnc Investments Pittsburgh PA 04/2017 04/2020
Pnc Bank Lewes DE 04/2017 04/2020
Pnc Investments Pittsburgh PA 04/2020 01/2025
Lpl Financial, Llc Lewes DE 01/2025 Present
  • 06/2012 → 04/2017
    Pnc Investments
    Lewes, DE
  • 04/2017 → 04/2020
    Pnc Investments
    Pittsburgh, PA
  • 04/2017 → 04/2020
    Pnc Bank
    Lewes, DE
  • 04/2020 → 01/2025
    Pnc Investments
    Pittsburgh, PA
  • 01/2025 → Present
    Lewes, DE
Previous Registrations
Other Businesses

1)12/04/2024 - Sussex Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 02/13/2025 -Sussex Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/05/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 3) 03/04/2025- Momentum Wealth Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/28/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-10
S63 Uniform Securities Agent State Law Examination 2007-10-27
  • S65 Uniform Investment Adviser Law Examination
    2014-10-10
  • S63 Uniform Securities Agent State Law Examination
    2007-10-27
Other Names
  • Lorraine F Harrod
  • Lorraine F Casale
  • Lorraine F Anadio

View on SEC IAPD

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