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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-01-29
MS RA APPROVED 2009-03-02
  • TX RA
    APPROVED_RES
    Since 2013-01-29
  • MS RA
    APPROVED
    Since 2009-03-02

Branch Locations

11 Woodstone Plz Ste C, Hattiesburg, MS 39402-8342 • United States

Hattiesburg, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hattiesburg MS 02/2009 03/2020
Ameriprise Financial Services, Llc Hattiesburg MS 03/2020 Present
Milller Enterprise Of Hattiesburg,Llc Hattiesburg MS 01/2023 Present
Lapis Enterprises Inc Shreveport LA 01/2023 Present
  • 02/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Hattiesburg, MS
  • 03/2020 → Present
    Hattiesburg, MS
  • 01/2023 → Present
    Milller Enterprise Of Hattiesburg,Llc
    Hattiesburg, MS
  • 01/2023 → Present
    Lapis Enterprises Inc
    Shreveport, LA
Previous Registrations
Other Businesses

Business Ownership; Miller Enterprise; Owner; Manage Ameriprise Business; 96 Beaver Rd, , Hattiesburg, MS, 39402-7713; Investment-Related; 12/05/2023; 60 hours per month; 1 to 9 during trading hours. Outside Employment; Miller Enterprise; Owner; Manage advisory business; 96 Beaver Rd, , Hattiesburg, MS, 39402; Investment-Related; 12/05/2023; 60 hours per month; 1 to 9 during trading hours / Miller Enterprise of Hattiesburg, LLC; Owner; Manage advisory business; 11 Woodstone Plaza , Ste C, , Hattiesburg, MS, 39402; Investment-Related; 12/11/2023; 60 hours per month; 60 during trading hours / Lapis Enterprises Inc; 1099 Employee; Manage advisory business; 6105 Line Ave, Suite 100, Shreveport, LA, 71106; Investment-Related; 01/01/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-01
  • S66 Uniform Combined State Law Examination
    2008-05-01
Other Names
  • William G Miller
  • W.G. Miller
  • William G Miller
  • W.G. Miller
  • W G Miller
  • Wg Miller

View on SEC IAPD

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