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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-09-15
NE RA APPROVED 2007-12-14
  • TX RA
    APPROVED_RES
    Since 2010-09-15
  • NE RA
    APPROVED
    Since 2007-12-14

Branch Locations

13321 California St, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Omaha NE 09/2007 Present
Bank Of America, N.A. Omaha NE 05/2011 Present
  • 09/2007 → Present
    Merrill Lynch
    Omaha, NE
  • 05/2011 → Present
    Bank Of America, N.A.
    Omaha, NE
Other Businesses

I*20357 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: COCONUT'S INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 11746 MAYBERRY PLZ OMAHA, NE OMAHA, NE, OMAHA, NEBRASKA 68154 NATURE OF BUSINESS: S-CORP, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 4/8/2006 NUMBER OF HOURS DEVOTED: 2 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: S-CORP FORMED TO HOLD SPORTS BAR ASSETS, LICENSES AND EQUIPMENT. CURRENTLY S-CORP IS HELD FOR TAX STRUCTURE PURPOSES ONLY AND I AM RESPONSIBLE FOR MAIL RECEPTION AND RESPONSE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-12
  • S66 Uniform Combined State Law Examination
    2007-12-12

View on SEC IAPD

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