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Patrick Gene Sittner

Rfg Advisory, LLC

Vestavia Hills, AL

Bennington, NE

CRD 5417276

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Employer firm

Rfg Advisory, LLC CRD 158401

$7.97B regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-01-13
AL RA APPROVED 2024-09-17
TX RA APPROVED_RES 2024-09-16
  • NE RA
    APPROVED
    Since 2026-01-13
  • AL RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED_RES
    Since 2024-09-16

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Bennington, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ts Bank Treynor IA 12/2015 04/2018
Cwm, Llc Omaha NE 05/2018 08/2024
Rfg Advisory, Llc Bennington NE 09/2024 Present
  • 12/2015 → 04/2018
    Ts Bank
    Treynor, IA
  • 05/2018 → 08/2024
    Cwm, Llc
    Omaha, NE
  • 09/2024 → Present
    Rfg Advisory, Llc
    Bennington, NE
Previous Registrations
  • 2018-05-24 → 2024-08-27
    Cwm, Llc
    Omaha, NE
    Omaha, NE
  • 2016-09-15 → 2018-05-22
    Ts Capital, Llc
    Treynor, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-15
S63 Uniform Securities Agent State Law Examination 2007-12-20
  • S65 Uniform Investment Adviser Law Examination
    2016-09-15
  • S63 Uniform Securities Agent State Law Examination
    2007-12-20
Other Names
  • Pat Sittner

View on SEC IAPD

Nearby Firms

AMERIPRISE FINANCIAL SERVICES, LLC
BCR WEALTH STRATEGIES
CETERA INVESTMENT ADVISERS LLC

Nearby Investors

BOBBY RAY TRUST WHITE
HARRIS TODD DOOBROW
MARK ANDREW PEARSON

Nearby Offices

RFG ADVISORY, LLC · Vestavia Hills, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Vestavia, AL
BCR WEALTH STRATEGIES · VESTAVIA, AL

More in Vestavia Hills, AL

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