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Patrick Gene Sittner

Rfg Advisory, LLC

Vestavia Hills, AL

Bennington, NE

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-01-13
AL RA APPROVED 2024-09-17
TX RA APPROVED_RES 2024-09-16
  • NE RA
    APPROVED
    Since 2026-01-13
  • AL RA
    APPROVED
    Since 2024-09-17
  • TX RA
    APPROVED_RES
    Since 2024-09-16

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Bennington, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ts Bank Treynor IA 12/2015 04/2018
Cwm, Llc Omaha NE 05/2018 08/2024
Rfg Advisory, Llc Bennington NE 09/2024 Present
  • 12/2015 → 04/2018
    Ts Bank
    Treynor, IA
  • 05/2018 → 08/2024
    Cwm, Llc
    Omaha, NE
  • 09/2024 → Present
    Rfg Advisory, Llc
    Bennington, NE
Previous Registrations
  • 2018-05-24 → 2024-08-27
    Cwm, Llc
    Omaha, NE
    Omaha, NE
  • 2016-09-15 → 2018-05-22
    Ts Capital, Llc
    Treynor, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-15
S63 Uniform Securities Agent State Law Examination 2007-12-20
  • S65 Uniform Investment Adviser Law Examination
    2016-09-15
  • S63 Uniform Securities Agent State Law Examination
    2007-12-20
Other Names
  • Pat Sittner

View on SEC IAPD

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Other Offices

RFG ADVISORY, LLC · Vestavia Hills, AL
AMERIPRISE FINANCIAL SERVICES, LLC · Vestavia, AL
BCR WEALTH STRATEGIES · VESTAVIA, AL
CETERA INVESTMENT ADVISERS LLC · MOUNTAIN BROOK, AL
APPROACH RETIREMENT ADVISORS, LLC · BIRMINGHAM, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Vestavia, AL
PNC WEALTH MANAGEMENT LLC · CAHABA HEIGHTS, AL
LPL FINANCIAL LLC · BIRMINGHAM, AL

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