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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-01-07
AZ RA APPROVED 2015-08-26
  • TX RA
    APPROVED_RES
    Since 2016-01-07
  • AZ RA
    APPROVED
    Since 2015-08-26

Branch Locations

4051 E Sunrise Dr Ste 200 [W6-Rbo], Tucson, AZ 85718 • United States

8225 E 32Nd St, Yuma, AZ 85365 • United States

790 W Catalina Dr, Yuma, AZ 85364 • United States

1 E 16Th St, Yuma, AZ 85364 • United States

2507 S Ave B, Yuma, AZ 85364 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Student Yuma AZ 05/1999 Present
Wells Fargo Advisors, Llc Yuma AZ 08/2015 11/2016
Wells Fargo Clearing Services, Llc Yuma AZ 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-30
S63 Uniform Securities Agent State Law Examination 2007-10-08
  • S66 Uniform Combined State Law Examination
    2013-12-30
  • S63 Uniform Securities Agent State Law Examination
    2007-10-08
Other Names
  • Loretta Felix
  • Lory Felix
  • Loretta Rivera
  • Lory Rivera

View on SEC IAPD

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