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4403 S Thompson St, Ste 1, Springdale, AR 72764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-11-21 |
| WY | RA | APPROVED | 2023-11-08 |
| TX | RA | APPROVED | 2023-11-07 |
| AR | RA | APPROVED | 2022-10-25 |
Branch Locations
4403 S Thompson St, Ste 1, Springdale, AR 72764 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Wealth Management | Springdale | AR | 03/2017 | 04/2019 |
| Remodern Homez, Llc | Fayetteville | AR | 06/2013 | Present |
| Nwa Pizza Llc, Papa John'S | Fayetteville | AR | 12/2014 | Present |
| Sowell Management Services | North Little Rock | AR | 04/2019 | 10/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2022 | 09/2023 |
| New Wave Wealth Advisors | Springdale | AR | 04/2019 | Present |
| Arvest Bank | Rogers | AR | 01/2013 | 03/2017 |
1) ReModern Homez, LLC, Fayetteville, AR, real estate, 100% owner, 06/03/2013, 4-6 hours per month, no time during trading hours, principal owner, buying and selling real estate. 2) Roma Properties, Fayetteville, AR, Non-Investment related, Vacation Real Estate, 100% owner, 7/2014, 1 hour, No time during trading hours, Manage P&L. 3) NWA Pizza LLC--Papa John's, Fayetteville, AR, non-investment related, restaurant, managing member (80%), 12/2014, 10 hours per week, no time during trading hours, partner and owner in real estate and franchise store, manage finances and P&L. 50% owner. 4) Guapo Management, LLC, Fayetteville, AR, a management company to facilitate the allocation of expenses for accounting purposes. 100% owner. Started August 2017. 5) New Wave Ventures, LLC, non-investment related, Springdale, AR. Passive real estate holdings, Owner/Manager (50%), 12/2020, 0 hrs/mo 8. 0 hrs during trading, Financial and Operations Management Oversight; passive entity that is a holding company for the building where New Wave Wealth Advisors, LLC operates. 7) Fixed Insurance, Investment related, Springdale, AR, Fixed / traditional insurance Agent, 03/2022, 4 hrs/mo 8. 4 hrs during trading, Sales of fixed / traditional insurance products 8) Toro Properties, LLC; Managing Member (50%); Rental property occupied by daughters; Since 5/2024; Non-investment related: Fayetteville, AR; 2 hours per month, 0 hours during trading hours; no current income provided.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-10 |
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