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Shruti Sherrie Kohli

J.P. Morgan Securities LLC

Camarillo, CA

Camarillo, CA

Thousand Oaks, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-27
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-10-27
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

502 N Las Posas Rd, Camarillo, CA 93010 • United States

5291 Mission Oaks Blvd., Camarillo, CA 93012 • United States

148 W. Hillcrest Drive, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Inn & Suites Matthews NC 12/2015 01/2020
J.P. Morgan Securities Llc Camarillo CA 05/2013 Present
Jpmorgan Chase Bank, N.A. Camarillo CA 05/2013 Present
Quality Inn And Suites Rock Hill SC 06/2016 04/2021
  • 12/2015 → 01/2020
    Country Inn & Suites
    Matthews, NC
  • 05/2013 → Present
    J.P. Morgan Securities Llc
    Camarillo, CA
  • 05/2013 → Present
    Jpmorgan Chase Bank, N.A.
    Camarillo, CA
  • 06/2016 → 04/2021
    Quality Inn And Suites
    Rock Hill, SC
Previous Registrations
  • 2010-11-25 → 2012-10-01
    Chase Investment Services Corp.
    Santa Barbara, CA
    Camarillo, CA
    Ventura, CA
    Ojai, CA
    Newbury Park, CA
    Thousand Oaks, CA
    Thousand Oaks, CA
    Thousand Oaks, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-11-24
S63 Uniform Securities Agent State Law Examination 2007-10-23
  • S65 Uniform Investment Adviser Law Examination
    2010-11-24
  • S63 Uniform Securities Agent State Law Examination
    2007-10-23
Other Names
  • Shruti Sherrie Sood
  • Sherrie Kohli
  • Shruti S Kohli

View on SEC IAPD

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