Mary Sarah Contreras

Stifel, Nicolaus & Company, Incorporated

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Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2001-06-15

MO RA
APPROVED

Since 2001-06-15

Branch Locations

501 N. Broadway, St. Louis, MO 63102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Co., Inc.	St. Louis	MO	08/1999	Present

08/1999 → Present

Stifel, Nicolaus & Co., Inc.

St. Louis, MO

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-06-08
S65	Uniform Investment Adviser Law Examination	2000-04-27

S63 Uniform Securities Agent State Law Examination

2001-06-08
S65 Uniform Investment Adviser Law Examination

2000-04-27

Other Names

Mary Sarah Patton

View on SEC IAPD

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