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Katherine Dewert Wham

Badgley Phelps Wealth Managers

Seattle, WA

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Current Employers
Badgley Phelps Wealth Managers

1420 Fifth Avenue Suite 3200, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-08-02
  • WA RA
    APPROVED
    Since 2021-08-02

Branch Locations

1420 Fifth Avenue Suite 3200, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rainier Investment Mgmt Seattle WA 03/2009 09/2017
Quasar Distributors, Llc Milwaukee WI 05/2009 09/2017
Badgley Phelps & Bell, Inc. Dba Badgley Phelps Wealth Managers Seattle WA 09/2017 09/2018
Badgley, Phelps & Bell, Inc. Dba Badgley Phelps Wealth Managers Seattle WA 10/2018 08/2021
Badgley Phelps Wealth Managers, Llc Seattle WA 08/2021 01/2022
Badgley Phelps Wealth Managers, Llc Seattle WA 01/2022 Present
  • 03/2009 → 09/2017
    Rainier Investment Mgmt
    Seattle, WA
  • 05/2009 → 09/2017
    Quasar Distributors, Llc
    Milwaukee, WI
  • 09/2017 → 09/2018
    Badgley Phelps & Bell, Inc. Dba Badgley Phelps Wealth Managers
    Seattle, WA
  • 10/2018 → 08/2021
    Badgley, Phelps & Bell, Inc. Dba Badgley Phelps Wealth Managers
    Seattle, WA
  • 08/2021 → 01/2022
    Badgley Phelps Wealth Managers, Llc
    Seattle, WA
  • 01/2022 → Present
    Badgley Phelps Wealth Managers, Llc
    Seattle, WA
Previous Registrations
  • 2018-06-06 → 2021-08-01
    Badgley Phelps Wealth Managers
    Seattle, WA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-08-20
  • S63 Uniform Securities Agent State Law Examination
    2009-08-20
Designations
Other Names
  • Katherine Herrel Dewert
  • Katherine Herrel Wham
  • Katie Wham

View on SEC IAPD

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WILLIAM LEE REECE
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MATTHEW ALLAN TIGERT
JENNA M BRAZILE

Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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