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Dennis Howard Laughlin

Edward Jones

San Jose, CA

CRD 5415942

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-26
CA RA APPROVED 2007-11-26
  • TX RA
    APPROVED
    Since 2024-06-26
  • CA RA
    APPROVED
    Since 2007-11-26

Branch Locations

1165 Lincoln Avenue Suite 320, San Jose, CA 95125 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 09/2007 Present
Other Businesses

Rental Property Type of business: Residential Rental Home Indialantic, FL Start date: 6/1/1987 Owner Hours per week: 1 Hours during trading: 0 Manage collecting rent and scheduling repairs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-08
  • S66 Uniform Combined State Law Examination
    2007-11-08
Designations
  • Certified Financial Planner

View on SEC IAPD

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