Michael Joseph Pepin

Current Employers

Employment History

• 08/2011 → 10/2016
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 10/2016
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 10/2016 → 02/2023
  Securities America, Inc.
  River Falls, WI
• 10/2016 → 02/2023
  Securities America Advisors
  River Falls, WI
• 02/2023 → Present
  Cx Institutional, Llc
  River Falls, WI

Previous Registrations

• 2016-10-25 → 2023-02-21
  Securities America Advisors, Inc.
  River Falls, WI
  River Falls, WI
• 2012-07-02 → 2016-11-17
  First Allied Advisory Services, Inc.
  Hastings, MN
  River Falls, WI
• 2011-08-08 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  San Diego, CA
  Hastings, MN
  River Falls, WI
• 2007-11-21 → 2011-08-10
  Edward Jones
  Prescott, WI
  St Louis, MO
  River Falls, WI
  River Falls, WI

Other Businesses

***COMMUNITY EDUCATION POSITION: volunteer teacher NATURE: Adult community education instructor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: 111 W Walnut St., River Falls WI 54022 DESCRIPTION: I volunteer to teach adults about financial related topics. Classes are typically held in area public schools. ***OUR NEIGHBORS' PLACE POSITION: Board Member NATURE: Volunteer board member for a non-profit that provides food, shelter, clothing and housing assistance to the community. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 122 W Johnson St, River Falls WI 54022, United States DESCRIPTION: Help set vision and goals of the organization. Analyze data surrounding homelessness and hunger in the community. Determine priorities for the employees and volunteers.

Exams

• S66 Uniform Combined State Law Examination
  2007-11-08

Other Names

• Michael Joseph Sandlie-Pepin