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Timothy T Thatcher

Ubs Financial Services Inc.

Newport Beach, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-08
VA RA APPROVED 2021-10-27
TX RA APPROVED_RES 2012-07-19
CA RA APPROVED 2012-03-19
  • NY RA
    APPROVED
    Since 2021-11-08
  • VA RA
    APPROVED
    Since 2021-10-27
  • TX RA
    APPROVED_RES
    Since 2012-07-19
  • CA RA
    APPROVED
    Since 2012-03-19

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 03/2012 Present
Previous Registrations
Other Businesses

N/A,CaliforniaUnited States,Rental Property,Real Estate,Rental property,Proprietor / owner,I own the property and rent it out, Start date 4/1/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-19
  • S66 Uniform Combined State Law Examination
    2008-09-19
Other Names
  • Tim Thomas Thatcher
  • Timothy Thomas Thatcher

View on SEC IAPD

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