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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2007-12-10
  • IN RA
    APPROVED
    Since 2007-12-10

Branch Locations

130 South Main Street Suite 400, South Bend, IN 46634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gibson Insurance Group South Bend IN 12/2005 Present
  • 12/2005 → Present
    Gibson Insurance Group
    South Bend, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-07
  • S65 Uniform Investment Adviser Law Examination
    2007-12-07

View on SEC IAPD

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