Monica Elena Zamfir

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-08-06
TX	RA	APPROVED	2025-08-06
VA	RA	APPROVED	2025-08-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ef Legacy Securities, Llc	Henrico	VA	04/2016	10/2018
Edelman Financial Services, Llc	Fairfax	VA	09/2016	11/2018
Financial Engines Advisors L.L.C.	Sunnyvale	CA	11/2018	05/2019
Td Ameritrade, Inc.	Bethesda	MD	05/2019	06/2020
Fidelity Investments	Bethesda	MD	06/2020	06/2022
Cape Securities, Inc.	Mcdonough	GA	07/2022	12/2022
Cape Investment Advisory, Inc.	Mcdonough	GA	07/2022	05/2025
American Global Wealth Managment, Inc.	Mcdonough	GA	01/2023	05/2025
Charles Schwab & Co., Inc	Tyson Corner	VA	07/2025	Present
Schwab Wealth Advisory, Inc	Tyson Corner	VA	07/2025	Present

2022-07-26 → 2025-05-12

Cape Investment Advisory, Inc.

Mcdonough, GA

Hanover, MD
2020-08-25 → 2022-06-22

Fidelity Personal And Workplace Advisors

Bethesda, MD
2019-05-29 → 2020-06-23

Td Ameritrade, Inc.

Potomac, MD
2019-05-29 → 2020-06-23

Td Ameritrade Investment Management, Llc

North Bethesda, MD
2018-11-01 → 2019-05-22

Edelman Financial Engines

Bethesda, MD
2016-09-19 → 2018-11-01

Edelman Financial Services, Llc

Bethesda, MD

Fairfax, VA

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-23
S63	Uniform Securities Agent State Law Examination	2015-08-14

Other Firms