Monica Elena Zamfir

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 10/2018
  Ef Legacy Securities, Llc
  Henrico, VA
• 09/2016 → 11/2018
  Edelman Financial Services, Llc
  Fairfax, VA
• 11/2018 → 05/2019
  Financial Engines Advisors L.L.C.
  Sunnyvale, CA
• 05/2019 → 06/2020
  Td Ameritrade, Inc.
  Bethesda, MD
• 06/2020 → 06/2022
  Fidelity Investments
  Bethesda, MD
• 07/2022 → 12/2022
  Cape Securities, Inc.
  Mcdonough, GA
• 07/2022 → 05/2025
  Cape Investment Advisory, Inc.
  Mcdonough, GA
• 01/2023 → 05/2025
  American Global Wealth Managment, Inc.
  Mcdonough, GA
• 07/2025 → Present
  Charles Schwab & Co., Inc
  Tyson Corner, VA
• 07/2025 → Present
  Schwab Wealth Advisory, Inc
  Tyson Corner, VA

Previous Registrations

• 2022-07-26 → 2025-05-12
  Cape Investment Advisory, Inc.
  Mcdonough, GA
  Hanover, MD
• 2020-08-25 → 2022-06-22
  Fidelity Personal And Workplace Advisors
  Bethesda, MD
• 2019-05-29 → 2020-06-23
  Td Ameritrade, Inc.
  Potomac, MD
• 2019-05-29 → 2020-06-23
  Td Ameritrade Investment Management, Llc
  North Bethesda, MD
• 2018-11-01 → 2019-05-22
  Edelman Financial Engines
  Bethesda, MD
• 2016-09-19 → 2018-11-01
  Edelman Financial Services, Llc
  Bethesda, MD
  Fairfax, VA

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-23
• S63 Uniform Securities Agent State Law Examination
  2015-08-14

Designations

• Certified Financial Planner

Other Names

• Monica Elena Rosianu