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Christopher Brian Soukup

Lighthouse Financial Services Inc

Brea, CA

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Current Employers
Lighthouse Financial Services Inc

3070 Saturn Street Suite 101, Brea, CA 92821 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-28
CA RA APPROVED 2021-01-26
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • CA RA
    APPROVED
    Since 2021-01-26

Branch Locations

3070 Saturn Street Suite 101, Brea, CA 92821 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Mission Viejo CA 04/2016 Present
Fidelity Personal And Workplace Advisors Boston MA 07/2018 Present
Td Ameritrade Beaumont CA 12/2018 01/2021
Fidelity Investments Palm Desert CA 04/2016 12/2018
Lighthouse Financial Services, Inc Brea CA 01/2021 Present
  • 04/2016 → Present
    Fidelity Brokerage Services Llc
    Mission Viejo, CA
  • 07/2018 → Present
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 12/2018 → 01/2021
    Td Ameritrade
    Beaumont, CA
  • 04/2016 → 12/2018
    Fidelity Investments
    Palm Desert, CA
  • 01/2021 → Present
    Lighthouse Financial Services, Inc
    Brea, CA
Previous Registrations
  • 2018-12-17 → 2021-01-11
    Td Ameritrade, Inc.
    Murrieta, CA
    Upland, CA
  • 2018-12-17 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Murrieta, CA
    Rancho Cucamonga, CA
  • 2018-07-13 → 2018-12-18
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2016-07-05 → 2018-07-13
    Strategic Advisers Llc
    Palm Desert, CA
  • 2011-06-30 → 2016-04-26
    Td Ameritrade, Inc.
    Upland, CA
    Indian Wells, CA
    Upland, CA
  • 2011-06-30 → 2016-04-26
    Td Ameritrade Investment Management, Llc
    Rancho Cucamonga, CA
    Indian Wells, CA
    Rancho Cucamonga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-27
S63 Uniform Securities Agent State Law Examination 2007-11-14
  • S66 Uniform Combined State Law Examination
    2011-06-27
  • S63 Uniform Securities Agent State Law Examination
    2007-11-14
Other Names
  • Christopher Brian Soukup
  • Christopher Soukup
  • Chris Soukup
  • Christopher B Soukup

View on SEC IAPD

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Other Offices

INVESTLINC WEALTH SERVICES · BREA, CA
MORGAN STANLEY · Brea, CA
LPL FINANCIAL LLC · BREA, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BREA, CA
LPL FINANCIAL LLC · Brea, CA
OSAIC WEALTH, INC. · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA
MINISTRY PARTNERS SECURITIES, LLC · BREA, CA

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