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Orlando Vasquez

Wells Fargo Clearing Services, LLC

Thornwood, NY

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-02
NJ RA APPROVED 2021-02-05
  • NY RA
    APPROVED
    Since 2025-12-02
  • NJ RA
    APPROVED
    Since 2021-02-05

Branch Locations

962 Broadway, Thornwood, NY 10594 • United States

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. White Plains NY 10/2005 Present
Wells Fargo Advisors Llc Tarrytown NY 05/2009 11/2016
Wells Fargo Clearing Services, Llc Tarrytown NY 11/2016 Present
  • 10/2005 → Present
    Wachovia Bank, N.A.
    White Plains, NY
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Tarrytown, NY
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Tarrytown, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-04
S63 Uniform Securities Agent State Law Examination 2007-10-29
  • S66 Uniform Combined State Law Examination
    2021-02-04
  • S63 Uniform Securities Agent State Law Examination
    2007-10-29

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
THOMASLLOYD CLIMATE SOLUTIONS LLC
CROSSINGBRIDGE ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
J.P. MORGAN SECURITIES LLC
ADVISORY SERVICES NETWORK

Other Investors

GIOVANNI GRANDE
MICHAEL GOMEZ
SANDEEP SINGH
GREGORY EUGENE LONG
PAMELA WETHERBEE
DARREL WILLIAM UPSON
Zachary G Norman
ERIC PETER NACHMAN

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Thornwood, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Pleasantville, NY
THOMASLLOYD CLIMATE SOLUTIONS LLC · PLEASANTVILLE, NY
CROSSINGBRIDGE ADVISORS, LLC · PLEASANTVILLE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · PLEASANTVILLE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Pleasantville, NY
COMMONWEALTH FINANCIAL NETWORK · Pleasantville, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Pleasantville, NY

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