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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-01-19 |
Branch Locations
962 Broadway, Thornwood, NY 10594 • United States
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
1342 E Main St, Shrub Oak, NY 10588 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | White Plains | NY | 04/2008 | Present |
| Wells Fargo Advisors Llc | Thornwood | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Thornwood | NY | 11/2016 | Present |
RENTAL PROPERTY (CONDO); INV. RELATED; TARRYTOWN, NY; 100% OWNERSHIP; START DATE 5/2011; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: COLLECT RENT AND MAINTENANCE. NY NOTARY PUBLIC; NOT INV. RELATED; THORNWOOD,NY; START DATE 12/27/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NOTARIZING DOCUMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-09 |
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