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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-23
UT RA APPROVED 2006-07-27
  • TX RA
    APPROVED_RES
    Since 2023-08-23
  • UT RA
    APPROVED
    Since 2006-07-27

Branch Locations

10808 S Riverfront Pkwy Ste 300, South Jordan, UT 84095 • United States

Bluffdale, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Salt Lake City UT 01/2005 Present
Other Businesses

1. 9/25/2007 - DBA - KEYSTONE WEALTH MANAGEMENT GROUP.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-26
S63 Uniform Securities Agent State Law Examination 2000-05-03
  • S65 Uniform Investment Adviser Law Examination
    2006-07-26
  • S63 Uniform Securities Agent State Law Examination
    2000-05-03

View on SEC IAPD

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