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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2024-10-21 |
| TX | RA | APPROVED_RES | 2024-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Bismarck | ND | 08/2014 | 10/2024 |
| Principal Securities Inc | Bismarck | ND | 03/2016 | 10/2024 |
| Lplfinancial Llc | Bismarck | ND | 10/2024 | Present |
1. 10/17/2024- Outside Insurance, Life, Fixed Annuities, LTC, DI, Health, Medical Supplement- Non-Variable Insurance- Inv Rel- .1 hrs per mnth- Start Date 10/27/2014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
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