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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-07-07
TX RA APPROVED 2025-07-07
  • AL RA
    APPROVED
    Since 2025-07-07
  • TX RA
    APPROVED
    Since 2025-07-07

Branch Locations

1 Chase Corporate Drive Suite 170, Hoover, AL 35244 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Birmingham AL 08/2007 07/2025
Wachovia Bank, N.A. Birmingham AL 02/2008 07/2025
Raymond James Financial Services, Inc. Hoover AL 07/2025 Present
Raymond James Financial Services Advisors, Inc. Hoover AL 07/2025 Present
Previous Registrations
  • 2008-04-29 → 2025-07-15
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
    Pelham, AL
    Birmingham, AL
    Birmingham, AL
    Hoover, AL
    Birmingham, AL
    Birmingham, AL
    Hoover, AL
    Birmingham, AL
    Birmingham, AL
Other Businesses

(1)Name of Business: Living Wells Financial Group Address: 1 Chase Corporate Dr Ste 170, Hoover, AL, 35244-1026, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/07/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor with RJFS. I am a 50% owner of the company with Timothy Bembry (2)Name of Business: SMART PLAY Address: 3375 Cahaba Valley Rd, Indian Springs, AL, 35124, United States Activity Type: Non profit Position/Title: Officer - Vice President Investment Related: Yes Start Date: 04/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Meet with the executive director and other board members to approve annual budget, review financials, discuss fundraising goals and the organization programs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-28
S63 Uniform Securities Agent State Law Examination 2007-12-11
  • S66 Uniform Combined State Law Examination
    2008-04-28
  • S63 Uniform Securities Agent State Law Examination
    2007-12-11
Other Names
  • Edgar L Acosta
  • Edgar Luis Acosta
  • Edgar Acosta

View on SEC IAPD

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