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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-07-07 |
| TX | RA | APPROVED | 2025-07-07 |
Branch Locations
1 Chase Corporate Drive Suite 170, Hoover, AL 35244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 08/2007 | 07/2025 |
| Wachovia Bank, N.A. | Birmingham | AL | 02/2008 | 07/2025 |
| Raymond James Financial Services, Inc. | Hoover | AL | 07/2025 | Present |
| Raymond James Financial Services Advisors, Inc. | Hoover | AL | 07/2025 | Present |
(1)Name of Business: Living Wells Financial Group Address: 1 Chase Corporate Dr Ste 170, Hoover, AL, 35244-1026, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 07/07/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor with RJFS. I am a 50% owner of the company with Timothy Bembry (2)Name of Business: SMART PLAY Address: 3375 Cahaba Valley Rd, Indian Springs, AL, 35124, United States Activity Type: Non profit Position/Title: Officer - Vice President Investment Related: Yes Start Date: 04/15/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Meet with the executive director and other board members to approve annual budget, review financials, discuss fundraising goals and the organization programs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-11 |
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