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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-23 |
| CO | RA | APPROVED | 2019-08-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Boulder | CO | 04/2016 | 07/2019 |
| Tiaa | Boulder | CO | 04/2016 | 07/2019 |
| Jpmorgan Chase Bank, N.A. | Louisville | CO | 08/2019 | Present |
| J.P. Morgan Securities Llc | Louisville | CO | 08/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-13 |
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