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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2020-09-18 |
| TX | RA | APPROVED_RES | 2020-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 07/2008 | 09/2020 |
| Bank Of America, N.A. | Annapolis | MD | 07/2011 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Annapolis | MD | 09/2020 | Present |
LIMESTONE UNIVERSITY, NOT INV RELATED, GAFFNEY, SC, TREASURER, START 9/16/24, 2 HRS PER MONTH, 0 HRS DURING TRADING, ACT OR PROCESS OF GOVERNING OR OVERSEEING THE CONTROL AND DIRECTION OF THE UNIVERSITY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-08-29 |
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