Alvin Keith Crosby

Current Employers

Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-05-27
TX	RA	APPROVED_RES	2025-05-21
MI	RA	APPROVED	2021-10-28

GA RA
APPROVED

Since 2025-05-27
TX RA
APPROVED_RES

Since 2025-05-21
MI RA
APPROVED

Since 2021-10-28

Branch Locations

1960 Satellite Boulevard Suite 3500, Duluth, GA 30097 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ef Legacy Securities, Llc	Henrico	VA	04/2016	09/2021
Financial Engines Advisors L.L.C	Santa Clara	CA	09/2021	02/2022
Financial Engines Advisors L.L.C.	Santa Clara	CA	02/2022	05/2025
Edelman Financial Engines	Santa Clara	CA	05/2025	10/2025
Edelman Financial Engines	Santa Clara	CA	10/2025	Present

04/2016 → 09/2021

Ef Legacy Securities, Llc

Henrico, VA
09/2021 → 02/2022

Financial Engines Advisors L.L.C

Santa Clara, CA
02/2022 → 05/2025

Financial Engines Advisors L.L.C.

Santa Clara, CA
05/2025 → 10/2025

Edelman Financial Engines

Santa Clara, CA
10/2025 → Present

Edelman Financial Engines

Santa Clara, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-10-26
S63	Uniform Securities Agent State Law Examination	2008-07-25

S65 Uniform Investment Adviser Law Examination

2021-10-26
S63 Uniform Securities Agent State Law Examination

2008-07-25

Other Names

Alvin Keith Crosby
Alvin Keith Crosby
Alvin Keith Crosby
Alvin Keith Crosby

View on SEC IAPD

Current Employers

Edelman Financial Engines

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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