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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-06-23
  • CA RA
    APPROVED
    Since 2020-06-23

Branch Locations

540 East Foothill Blvd., Ste. 208, San Dimas, CA 91793 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

540 E. Foothill Blvd., Suite 208, San Dimas, CA 91773 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emiliano Sauceda-Self Employed San Dimas CA 02/2007 Present
Planmember Securities Corporation Carpinteria CA 01/2013 Present
Other Businesses

1. EMILIANO SAUCEDA-SELF EMPLOYED; INVESTMENT RELATED; 540 E. FOOTHILL BLVD., STE. #208, SAN DIMAS, CA 91773; FIXED INSURANCE BUSINESS; INDEPENDENT AGENT; START DATE 2/07; 160 HRS/MNTH; 8 HRS/MNTH DURING TRADING; INSURANCE SALES & SERVICES (FIXED INDEX ANNUITIES LIFE, HEALTH, DISABILITY, LTC)2. DBA A.R. HUGUEZ AND ASSOCIATES.; 540 EAST FOOTHILL BLVD., STE. 208 SAN DIMAS, CA 91773; AGENT; STARTED 1/9/2013; INVESTMENT AND INSURANCE SALES AND SERVICES; NUM OF HRS/MTH DEVOTED TO THIS BUS; 160 ;NUM OF HRS/MTH DEVOTED TO THIS BUS DURING TRADING HOURS:10 IR 3.) Board of Directors: East Los Angeles College Alumni Association ; 1301 Avenida Cesar Chavez Monterey Park, CA 91754 Business Phone: (323) 265-8901 Business Fax: (323) 260-8197 Start Date: 11/1/2019 Nature of Business: Alumni Association Non IR pay phone or ATM sales, or promissory notes? Not Selected YesSelected No 1.1.12 Does this business activity invlove the offer or sale of real estate or mortgages? Not Selected YesSelected No 1.1.13 Your Position/Title or Relationship: Board Member 1.1.14 Type of business orginization: Alumn i Association 1.1.15 Is the business organization a partnership? Not Selected YesSelected No 1.1.18 Is the business organization a sole propietorship? Not Selected YesSelected No 1.1.20 If Other, please describe:not answered 1.1.21 How many employees does this business have? 3 1.1.22 Are there other Registered Reps., associated or NOT associated with PSEC, affiliated with this business? Not Selected YesSelected No 1.1.23 Please identify the source of initial and ongoing capital of this business: Charitable organization provides funding for meals for students, alumni networking events and sporting events. 1.1.24 Do you have a financial interest in this business?No 1.1.26 Approx. Number of Hours/Month Devoted to this Business: 3 1.1.27 Approx. Number of Hours/Month Devoted to this Business during trading hours: 0 1.1.28 Approx. Annual Compensation from this business: 0.00

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-23
S63 Uniform Securities Agent State Law Examination 2010-05-25
  • S65 Uniform Investment Adviser Law Examination
    2020-06-23
  • S63 Uniform Securities Agent State Law Examination
    2010-05-25

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