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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-05-13
TN RA APPROVED 2011-01-20
  • TX RA
    APPROVED_RES
    Since 2016-05-13
  • TN RA
    APPROVED
    Since 2011-01-20

Branch Locations

10 Cadillac Dr Suite 300, Brentwood, TN 37027 • United States

315 West 7Th St., Columbia, TN 38401 • United States

Thompson Station, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Nashville TN 08/1996 Present
Massmutual Life Insurance Company Brentwood TN 06/2010 Present
Mml Investors Services, Llc Brentwood TN 06/2010 Present
  • 08/1996 → Present
    Self-Employed
    Nashville, TN
  • 06/2010 → Present
    Massmutual Life Insurance Company
    Brentwood, TN
  • 06/2010 → Present
    Brentwood, TN
Previous Registrations
Other Businesses

(1) NAME:SOCCER REFEREE, INV REL:N ADDR:N/A NATURE: SPORTS OFFICIAL, POSITION:REFEREE, START:10/1997, NO HR/MO:50 NO HR/MO DUR TRADING:0. (2) NAME: CHRIS M. ROGERS INV REL: Y ADDR: 10 CADILLAC DRIVE, SUITE 300, BRENTWOOD, TN 37027 NATURE: OUTSIDE INSURANCE/NON-MMLIA: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES POSITION: INSURANCE BROKER START: 06/18/2021 NO HRS/MO: 12 NO HRS/MO DUR TRADING: 12 DUTIES: SELLING INSURANCE PRODUCTS FOR COMMISSIONS THROUGH NON-MMLIA BROKERAGES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-01
  • S66 Uniform Combined State Law Examination
    2007-10-01
Other Names
  • Chris Micheal Rogers

View on SEC IAPD

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