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Silvia Yanira Lopez Genovez

Wells Fargo Clearing Services, LLC

Coral Gables, FL

Miami, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-11
  • FL RA
    APPROVED
    Since 2021-10-11

Branch Locations

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

9600 Sw 40Th St, Miami, FL 33165 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Miami FL 09/2007 Present
Wells Fargo Advisors Llc Miami Springs FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami Springs FL 11/2016 Present
  • 09/2007 → Present
    Wachovia Bank, N.A.
    Miami, FL
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Miami Springs, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Miami Springs, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2007-10-18
  • S66 Uniform Combined State Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2007-10-18
Other Names
  • Silvia Lopez-Genovez
  • Silvia Lopez Genovez

View on SEC IAPD

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CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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