Keith Richard Zavala

Current Employers

Employment History

• 11/2009 → 11/2019
  Jpmorgan Chase Bank, Na
  Pasadena, CA
• 10/2012 → 11/2019
  J.P. Morgan Securities Llc
  Studio City, CA
• 01/2020 → 12/2021
  Wells Fargo Bank, Na
  South Pasadena, CA
• 01/2020 → 12/2021
  Wells Fargo Clearing Services, Llc
  South Pasadena, CA
• 01/2022 → Present
  Bmo Bank Na
  Beverly Hills, CA
• 01/2022 → 07/2023
  Bancwest Investment Services, Inc.
  Beverly Hills, CA
• 07/2023 → Present
  Lpl Financial Llc
  Thousand Oaks, CA

Previous Registrations

• 2022-01-10 → 2023-07-19
  Bancwest Investment Services, Inc.
  Encino, CA
  Culver City, CA
  Beverly Hills, CA
  Thousand Oaks, CA
  Santa Barbara, CA
  Redondo Beach, CA
  Santa Monica, CA
• 2020-02-28 → 2022-01-26
  Wells Fargo Clearing Services, Llc
  South Pasadena, CA
  Pasadena, CA
• 2012-10-01 → 2019-11-25
  J.P. Morgan Securities Llc
  Studio City, CA
• 2009-12-21 → 2012-10-01
  Chase Investment Services Corp.
  Studio City, CA
  Burbank, CA
  Pasadena, CA
  Glendale, CA
• 2008-08-12 → 2009-11-23
  Wells Fargo Investments, Llc
  Alhambra, CA
• 2008-01-01 → 2008-03-03
  Ameriprise Financial Services, Llc
  Los Angeles, CA

Other Businesses

1. 05/09/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/09/2023 - BMO Bank NA - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Advisor - Start Date 07/19/2023 - 160 Hours Per Month/ 8 Hours During Trading - Time Spent 100%

Exams

• S66 Uniform Combined State Law Examination
  2007-12-28

Other Names

• Keith Richard Zavala
• Keith Zavala