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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-01-21 |
| TX | RA | APPROVED | 2010-01-05 |
| MS | RA | APPROVED | 2009-07-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baton Rouge | LA | 06/2009 | Present |
| Bank Of America, Na | Baton Rouge | LA | 07/2010 | Present |
I*2930361 Entity Type: For Profit Name of OBA: Tepeyak Holdings, LLC Address:Baton Rouge Louisiana Investment Related:No Position, Title, Association:Owner Start Date:12/01/2025 No Hours: 1 Monthly No Hours during trading:0 Monthly Duties:Real Estate Property Management
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-07 |
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