Best Investors Account Sign in

Corey O. Richards

J.P. Morgan Securities LLC

Canfield, OH

Salem, OH

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-20
OH RA APPROVED 2016-12-21
  • TX RA
    APPROVED_RES
    Since 2017-01-20
  • OH RA
    APPROVED
    Since 2016-12-21

Branch Locations

34 N. Broad Street, Canfield, OH 44406 • United States

123 North Broadway, Salem, OH 44460 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Canfield OH 02/2014 12/2016
Trentens Passage Llc D/B/A Paradise Kingdom Austintown OH 12/2007 12/2016
Bank Of America, N.A. Canfield OH 04/2014 12/2016
J.P. Morgan Securities Llc Canfield OH 12/2016 Present
Previous Registrations
  • 2014-03-04 → 2016-12-23
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Canfield, OH
  • 2008-09-03 → 2012-07-02
    Chase Investment Services Corp.
    Boardman, OH
    Columbiana, OH
    Columbiana, OH
    Poland, OH
    Youngstown, OH
    Warren, OH
    East Liverpool, OH
    Boardman, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-29
  • S66 Uniform Combined State Law Examination
    2008-08-29
Other Names
  • Corey Richards
  • Corey O' Neil Richards
  • Corey Richards
  • Corey O Richards

View on SEC IAPD

Other Firms

BPS WEALTH ADVISORS, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MORGAN STANLEY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Mark Daniel Hadley
Mark Jason Smallwood
ERIC MICHAEL CLAYTON
WILLIAM BRIAN BERLIN
Robert Lee Smallwood
JAMES RAFOTH
Bradley Alan Walker
RAYMOND VINCENT REEDY

Other Offices

BPS WEALTH ADVISORS, INC. · CANFIELD, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
BPS WEALTH ADVISORS, INC. · Canfield, OH
WELLS FARGO CLEARING SERVICES, LLC · CANFIELD, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CANFIELD, OH
MORGAN STANLEY · CANFIELD, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Canfield, OH
SCOTT S. DUKO, REGISTERED INVESTMENT ADVISOR, LTD. · CANFIELD, OH

More in Canfield, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor