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119 Washington Avenue Suite 400, Miami Beach, FL 33139 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-27 |
| TX | RA | APPROVED_RES | 2022-04-04 |
Branch Locations
119 Washington Avenue Suite 400, Miami Beach, FL 33139 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Aventura | FL | 08/2012 | 03/2018 |
| Raymond James Financial Services, Inc. | Ft. Lauderdale | FL | 03/2018 | 03/2022 |
| Raymond James Financial Services Advisors, Inc. | Ft. Lauderdale | FL | 03/2018 | 03/2022 |
| Provenance Wealth Advisors | Fort Lauderdale | FL | 03/2018 | 04/2022 |
| Rose Capital Advisors, Llc | Miami Beach | FL | 03/2022 | Present |
| Saxony Securities Inc | St. Louis | MO | 04/2022 | Present |
1) Rose Capital Advisors; DBA for Investment Related Business 2) Rose Capital Advisors, LLC; Investment Related; 119 Washington Avenue, Suite 400, Miami Beach, FL 33139; Investment Advisory Business; 4/2022; 40 hrs/mo; Investment Advisor for RIA 3) Various Insurance Companies; for investment related business; non variable insurance sales; insurance agent; began 4/2022; 2 hrs/mo during trading hours 4) 44108 LLC., Investment related, 488 NE 18th street unit 2808, Miami FL. 33132, Business account, Financial Advisor, LLC set-up to receive Advisory pay from RCA, Began 5/1/2022, 40 hours per month during trading hours, LLC set-up to receive pay-checks from Rose Capital Advisors 5) Rental Property, non-investment related, 195A Washington Park unit 5, Brooklyn, NY 10005, Apartment Unit used for rental, Sole Proprietorship, Began 8-1-2022, 1 hour per month during non-trading hours, Collect rent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-19 |
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