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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Reno | NV | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 11/2016 | 11/2018 |
| Morgan Stanley | Reno | NV | 11/2018 | 05/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 12/2018 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 05/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2018 | Present |
RENTAL PROPERTY; INV. RELATED; RENO, NV; OWNER; COMMERCIAL RENTAL PROPERTY; START DATE: 11/8/2013; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY; INV. RELATED; RENO, NV; OWNER; COMMERCIAL RENTAL PROPERTY; START DATE: 11/24/2014; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY; INV. RELATED; RENO, NV; OWNER; COMMERCIAL RENTAL PROPERTY; START DATE: 8/11/2017; 1 HOUR PER MONTH; 0 HOURS DURING TRADING. RENTAL PROPERTY; INV. RELATED; RENO, NV; OWNER; RESIDENTIAL RENTAL PROPERTY; START DATE: 11/30/2020; 1 HOUR PER MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-12 |
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