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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-06-12 |
| TX | RA | APPROVED_RES | 2026-06-12 |
Branch Locations
14321 N Northsight Blvd , Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Carmel | CA | 04/2015 | 04/2019 |
| Allstate Insurance Co | Salinas | CA | 06/2019 | 06/2022 |
| Allstate Financial Services, Llc | Salinas | CA | 06/2019 | 06/2022 |
| Wells Fargo Clearing Services, Llc | Salinas | CA | 06/2022 | 05/2026 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2026 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2026 | Present |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2026 | Present |
| Southern New Hampshire University | Scottsdale | AZ | 05/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-23 |
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