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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-06-07 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
San Jose, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 08/2015 | 10/2017 |
| Uncle Credit Union | Livermore | CA | 01/2017 | 09/2017 |
| Tiaa | Palo Alto | CA | 12/2017 | 04/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Palo Alto | CA | 12/2017 | 04/2019 |
| Meriwest Credit Union | San Jose | CA | 04/2019 | 04/2020 |
| Cetera Investment Advisers Llc | San Jose | CA | 04/2019 | 04/2020 |
| Cetera Investment Services Llc | St Cloud | MN | 04/2019 | 04/2020 |
| Unemployed | San Jose | CA | 05/2020 | 10/2021 |
| Mutual Of America Securities Llc | Walnut Creek | CA | 11/2021 | 03/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-21 |
| S65 | Uniform Investment Adviser Law Examination | 2011-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-11 |
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