Best Investors Account Sign in

Caroline Elise Kearney

Raymond James & Associates, Inc.

St. Petersburg, FL

CRD 5410210

Claim This Profile
Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-03
  • FL RA
    APPROVED
    Since 2022-01-03

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St Petersburg FL 06/2012 Present
  • 06/2012 → Present
    Raymond James & Associates
    St Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-22
  • S66 Uniform Combined State Law Examination
    2021-12-22
Other Names
  • Cari Elise Kearney
  • Cari Elise Chastain
  • Caroline Elise Chastain

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in St. Petersburg, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor