Samuel Jung Hauxwell

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Raymond James Financial Services, Inc.
  Bend, OR
• 10/2014 → 11/2017
  Tthh Llc
  Bend, OR
• 06/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Bend, OR
• 01/2015 → 02/2021
  Forty Creek Investments Inc
  Bend, OR

Other Businesses

Name of Business: Forty Creek Investments Inc Address: 300 SW Columbia Street Ste 204, Bend, OR, 97702 Activity Type: Support Company - Owner/Non-Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 06/01/2018 HPM: 81+ HPM trade hours: 41+ Duties: Forty Creek Investments Inc is the S-Corp established to operate independently under DBA Raymond James Financial Advisor

Exams

• S66 Uniform Combined State Law Examination
  2015-06-09
• S63 Uniform Securities Agent State Law Examination
  2008-06-24