September Cifra

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2014-05-30

WA RA
APPROVED

Since 2014-05-30

Branch Locations

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Edgewood, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Seattle	WA	08/2007	Present

08/2007 → Present

Ubs Financial Services Inc

Seattle, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-05-29
S63	Uniform Securities Agent State Law Examination	2010-01-23

S66 Uniform Combined State Law Examination

2014-05-29
S63 Uniform Securities Agent State Law Examination

2010-01-23

View on SEC IAPD

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FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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