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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2018-12-11 |
| TX | RA | APPROVED_RES | 2010-07-28 |
| IN | RA | APPROVED | 2009-06-05 |
Branch Locations
225 S East St Ste 156, Indianapolis, IN 46202 • United States
1527 Kossuth St, Lafayette, IN 47905 • United States
Lilly Corporate Center Building 21/C Dc 2015, Indianapolis, IN 46285 • United States
1400 West Raymond Drop 4901, Indianapolis, IN 46285 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Indianapolis | IN | 06/2009 | Present |
| Elements Wealth Management | Indianapolis | IN | 01/2015 | Present |
1. 10/03/2014 - Elements Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/02/14 - 160 Hours Per Month/130 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-24 |
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