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Kathryn Dieter

Northwestern Mutual Investment Services, LLC

Skokie, IL

Winfield, IL

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-04-17
  • IL RA
    APPROVED
    Since 2013-04-17

Branch Locations

5215 Old Orchard Road Suite 1200, Skokie, IL 60077 • United States

Winfield, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Skokie IL 09/2010 Present
Tom Goris Skokie IL 05/2012 Present
Northwestern Mutual Investment Services, Llc Skokie IL 04/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-04-15
S63 Uniform Securities Agent State Law Examination 2011-02-22
  • S66 Uniform Combined State Law Examination
    2013-04-15
  • S63 Uniform Securities Agent State Law Examination
    2011-02-22
Other Names
  • Kathryn Grace Peterson

View on SEC IAPD

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Other Offices

MIRRETTI PERRYMAN WEALTH STRATEGIES, LLC · SKOKIE, IL
10H CAPITAL · SKOKIE, IL
IHT WEALTH MANAGEMENT LLC · Skokie, IL
EDWARD JONES · SKOKIE, IL
CITIGROUP GLOBAL MARKETS INC. · SKOKIE, IL
J.P. MORGAN SECURITIES LLC · Skokie, IL
FINANCIAL SOLUTIONS, INC. · SKOKIE, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SKOKIE, IL

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