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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-08-28
OK RA APPROVED 2010-08-20
  • TX RA
    APPROVED_RES
    Since 2010-08-28
  • OK RA
    APPROVED
    Since 2010-08-20

Branch Locations

211 N Robinson Ave, Oklahoma City, OK 73102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America,Na Oklahoma City OK 11/2010 Present
  • 11/2010 → Present
    Bank Of America,Na
    Oklahoma City, OK
Previous Registrations
Other Businesses

I*119919 For profit or not for profit: Non-Profit Organization Name of outside business organization: Dale K. Graham Veterans Foundation Investment related: N Address of business: Norman, Oklahoma 73072 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 12/17/2018 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Board Member I*124778 For profit or not for profit: For-Profit Organization Name of outside business organization: Co-V, LLC Investment related: N Address of business: Norman, Oklahoma 73072 Nature of business: LLC, Position, title, association: Other, I help pay bills. Start date of relationship: 7/9/2019 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: My wife owns this business 100%. I do not receive any compensation. I am a signor on her bank accounts to assist with her paying expenses. I*131003 For profit or not for profit: For-Profit Organization Name of outside business organization: Co-V, LLC Investment related: N Address of business: Norman, Oklahoma 73072 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/20/2020 Number of hours devoted: 40 hour(s) Quarterly Number of hours devoted during trading hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-13
  • S66 Uniform Combined State Law Examination
    2007-11-13

View on SEC IAPD

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