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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-30 |
| TX | RA | APPROVED | 2021-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brooklyn | NY | 12/2014 | 05/2021 |
| Bank Of America Corp | Brooklyn | NY | 12/2014 | 05/2021 |
| Jpmorgan Chase Bank, N.A. | Staten Island | NY | 06/2021 | Present |
| J.P. Morgan Securities Llc | Staten Island | NY | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-10 |
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