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David Franklin Boothe

Big Investment Services

Dover, DE

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Current Employers
Big Investment Services

450 Kings Hwy N.E., Dover, DE 19901 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2018-02-26
TX RA APPROVED 2018-02-26
  • DE RA
    APPROVED
    Since 2018-02-26
  • TX RA
    APPROVED
    Since 2018-02-26

Branch Locations

450 Kings Hwy N.E., Dover, DE 19901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Dover DE 05/2009 04/2018
Boothe Investment Group Inc. Dover DE 02/2018 10/2021
Boothe Investment Group Inc. Dover DE 10/2021 Present
Previous Registrations
Other Businesses

DL FIVE LLC, 13 E Main St Crisfield, MD, 21817, Partner that holds property that B.I.G. operates out of 1 hour a month not during securities hours starting 03/2005.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-02
S63 Uniform Securities Agent State Law Examination 2000-05-03
  • S65 Uniform Investment Adviser Law Examination
    2009-01-02
  • S63 Uniform Securities Agent State Law Examination
    2000-05-03

View on SEC IAPD

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