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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-18 |
| KY | RA | APPROVED | 2025-09-02 |
Branch Locations
312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Cincinnati | OH | 08/2002 | 08/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lakeside Park | KY | 08/2025 | Present |
Name of the other business B.L.Whether the business is investment-related NoAddress of the other business Taylor Mill, KentuckyNature of the other business I'm POA if neededYour position I'm POA if neededTitle, or relationship with the other business I'm POA if neededStart date of your relationship 5/20/23Approximate number of hours/month you devote to the other business 1Number of hours you devote to the other business during securities trading hours 0Briefly describe your duties relating to the other business I'm POA if neededName of the other business J.M.Whether the business is investment-related NoAddress of the other business Florence, KYNature of the other business I'm POA if neededYour position I'm POA if neededTitle, or relationship with the other business I'm POA if neededStart date of your relationship 11/20/2016Approximate number of hours/month you devote to the other business 1Number of hours you devote to the other business during securities trading hours 0Briefly describe your duties relating to the other business I'm POA if needed I*2772265 Entity Type: For Profit, Publicly Traded Name of OBA: Amazon Address:Seattle Washington Investment Related:No Position, Title, Association:Employee Start Date:01/20/2024 No Hours: 52 Yearly No Hours during trading:0 Yearly Duties:Selling products on Amazon I provide reviews of products sold on Amazon for compensation which is in the form of money or provided products at no charge. This activity is completed in the evening or weekends from my home at my leisure with zero expectations of any completed work. It's solely on my own time, if and when I want to do any work.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-11-25 |
| S66 | Uniform Combined State Law Examination | 2009-12-16 |
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