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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-18
KY RA APPROVED 2025-09-02
  • TX RA
    APPROVED_RES
    Since 2025-09-18
  • KY RA
    APPROVED
    Since 2025-09-02

Branch Locations

312 Walnut St Pbig - Cincinnati, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Cincinnati OH 08/2002 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lakeside Park KY 08/2025 Present
Previous Registrations
Other Businesses

Name of the other business B.L.Whether the business is investment-related NoAddress of the other business Taylor Mill, KentuckyNature of the other business I'm POA if neededYour position I'm POA if neededTitle, or relationship with the other business I'm POA if neededStart date of your relationship 5/20/23Approximate number of hours/month you devote to the other business 1Number of hours you devote to the other business during securities trading hours 0Briefly describe your duties relating to the other business I'm POA if neededName of the other business J.M.Whether the business is investment-related NoAddress of the other business Florence, KYNature of the other business I'm POA if neededYour position I'm POA if neededTitle, or relationship with the other business I'm POA if neededStart date of your relationship 11/20/2016Approximate number of hours/month you devote to the other business 1Number of hours you devote to the other business during securities trading hours 0Briefly describe your duties relating to the other business I'm POA if needed I*2772265 Entity Type: For Profit, Publicly Traded Name of OBA: Amazon Address:Seattle Washington Investment Related:No Position, Title, Association:Employee Start Date:01/20/2024 No Hours: 52 Yearly No Hours during trading:0 Yearly Duties:Selling products on Amazon I provide reviews of products sold on Amazon for compensation which is in the form of money or provided products at no charge. This activity is completed in the evening or weekends from my home at my leisure with zero expectations of any completed work. It's solely on my own time, if and when I want to do any work.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-11-25
S66 Uniform Combined State Law Examination 2009-12-16
  • S63 Uniform Securities Agent State Law Examination
    2025-11-25
  • S66 Uniform Combined State Law Examination
    2009-12-16
Other Names
  • Hope Lynn Mullikin
  • Hope Lynn Mullikin
  • Hope Lynn Willen

View on SEC IAPD

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