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Current Employers
Chelsea Advisory Services, Inc

242 Main Street, Staten Island, NY 10307 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-01-02
  • NC RA
    APPROVED
    Since 2020-01-02

Branch Locations

242 Main Street, Staten Island, NY 10307 • United States

Knightdale, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcneill Financial Services Knightdale NC 02/2006 Present
John Hancock Sii Raleigh NC 02/2016 11/2018
Royal Alliance Associates, Inc. Raleigh NC 11/2018 10/2019
Chelsea Financial Services Staten Island NY 12/2019 Present
  • 02/2006 → Present
    Mcneill Financial Services
    Knightdale, NC
  • 02/2016 → 11/2018
    John Hancock Sii
    Raleigh, NC
  • 11/2018 → 10/2019
    Royal Alliance Associates, Inc.
    Raleigh, NC
  • 12/2019 → Present
    Chelsea Financial Services
    Staten Island, NY
Previous Registrations
  • 2018-11-02 → 2019-10-02
    Raleigh, NC
  • 2016-02-01 → 2018-11-02
    Signator Investors, Inc.
    Raleigh, NC
  • 2011-01-03 → 2016-01-30
    Investors Capital Corp.
    Lynnfield, MA
    Knightdale, NC
    Lynchburg, VA
    Lynnfield, MA
    Lynnfield, MA
  • 2010-03-22 → 2010-12-31
    Investors Capital Corp.
    Lynchburg, VA
    Knightdale, NC
    Knightdale, NC
Other Businesses

***DBA MCNEILL FINANCIAL PARTNERS. 1006 CLAY HILL FRIVE, KNIGHTDALE, NC 27545.***OBA INSURANCE. 1006 CLAY HILL DRIVE, KNIGHTDALE, NC 27545. FIXED INSURANCE. AGENT. 2006. HRS/MONTH: 2 HRS/TRADING: 2

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-19
S66 Uniform Combined State Law Examination 2000-06-15
  • S65 Uniform Investment Adviser Law Examination
    2010-03-19
  • S66 Uniform Combined State Law Examination
    2000-06-15

View on SEC IAPD

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