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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-08-11 |
| UT | RA | APPROVED | 2022-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Financial Associates | Provo | UT | 10/2014 | 01/2022 |
| Commonwealth Financial Network | Waltham | MA | 10/2014 | 01/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2022 | Present |
| Podium | Lehi | UT | 02/2022 | 04/2022 |
1. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 7/2022, IAR AFFILIATION, INV REL, 160 HR/MO - 120 HR TRADING 2. DARREN WALKER, 2285 Pointe Meadow Drive, Lehi UT 84043, 9/2023, NOTARY, NIR, 1 HR/MO - 0 HR TRADING 3. FRANDSEN MORRILL ADVISORS, 389 N University Ave., Provo UT 84601, 7/2022, EMPLOYEE, USING A TRADE NAME/DBA, INV REL, 160 HR/MO - 40 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-07-28 |
| S66 | Uniform Combined State Law Examination | 2010-02-19 |
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