Glenn Unser

Current Employers

Employment History

• 08/2007 → Present
  Independent Capital Management
  South Pasadena, CA
• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Gardena, CA

Previous Registrations

• 2017-08-15 → 2023-09-01
  Osaic Services, Inc.
  Gardena, CA
  West Covina, CA

Other Businesses

1)CSC; POSITION: SECURITY GUARD; NATURE: CORPORATION; INVESTMENT RELATED: NO; NUMBER OF HOURS: 20; INVESTMENT RELATED HOURS: 0; START DATE: 05/01/2014; ADDRESS: 879 West 190th Street, SUITE 400, GARDENA, CA 90248; DESCRIPTION: SECURITY GUARD ON WEEKENDS FOR CONCERTS ANDSPORTING EVENTS. 2)CITADEL LAW FIRM/UNITED CONCEPTS; POSITION: REP; NATURE: Citadel Law offices & United Concepts are attorneys that we use for client need. They are not part of ICM. We refer clients to help in trust preparation; INV RELATED: No; NUMBER OF HOURS: 5; SECURITIES TRADING HOURS: 0; START DATE: 09/01/2007; ADDRESS: 879 West 190th Street, SUITE 400, GARDENA, CA 90248; DESCRIPTION: REFERRAL OF CLIENTS TO LAW OFFICES FOR TRUST RELATED SERVICES AND LEGAL ADVICE. 3)ICM LENDING POSITION: REFER TO ICM LENDING NATURE: ICM LENDING; INVESTMENT RELATED; 879 West 190th Street, SUITE 400, GARDENA, CA 90248; FIN SVS SPECIALIST; 08/2007; 5 HRS/MO; 0 DURING TRADING; REFERRAL FOR PRIMARY MORTGAGES, SECOND MORTGAGE/HOME EQUITY LOANS. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/30/2015 ADDRESS: 251 LOCKFORD, IRVINE CA 92602 DESCRIPTION: REFERRAL FOR PRIMARY MORTGAGES, SECOND MORTGAGE/HOME EQUITY LOANS. 4) INDEPENDENT CAPITAL MANAGEMENT; INVESTMENT RELATED; 879 West 190th Street, SUITE 400, GARDENA, CA 90248; STATUTORY AGENT; 8/2007; 160 HRS/MONTH; 80 HRS DURING TRADING; EMPLOYEE OF ICM. 5) INDEPENDENT CAPITAL MANAGEMENT - EMPLOYEE POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 09/01/2007 ADDRESS: 770 Paseo Camarillo, Suite 130, Camarillo CA 93010, United States DESCRIPTION: EMPLOYEE OF ICM 6) INDEPENDENT CAPITAL MANAGEMENT - INSURANCE POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 08/01/2007 ADDRESS: 770 Paseo Camarillo, Suite 130, Camarillo CA 93010, United States DESCRIPTION: SALE OF INSURANCE PRODUCTS

Exams

• S66 Uniform Combined State Law Examination
  2017-07-11
• S63 Uniform Securities Agent State Law Examination
  2007-09-10

Other Names

• Glenn Unser