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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-02-13
FL RA APPROVED 2009-07-21
  • TX RA
    APPROVED_RES
    Since 2012-02-13
  • FL RA
    APPROVED
    Since 2009-07-21

Branch Locations

300 S Orange Ave, Orlando, FL 32801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 07/2009 Present
Bank Of America, N.A. Orlando FL 12/2009 Present
Previous Registrations
Other Businesses

I*495152, Entity Type, Name of OBA: rental property Address: Orlando, FL 32806 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 11/01/2010 No Hours: 0 No Hours during trading: 0 Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-09-21
  • S66 Uniform Combined State Law Examination
    2000-09-21

View on SEC IAPD

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